Janus Henderson Investors Job Description

　　Role:

　　Senior Analyst, Investment Compliance – Guideline Oversight

　　Location:

　　London

　　Department:

　　R isk & Compliance

　　Why work for us?

　　A career at Janus Henderson is more than a job, it’s about investing in a brighter future together .

　　Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world-class service. We will do this by protecting and growing our core business, amplifying our strengths and diversifying where we have the right.

　　Our Values are key to driving our success, and are at the heart of everything we do:

　　Clients Come First - Always | Execution Supersedes Intention | Together We Win | Diversity Improves Results | Truth Builds Trust

　　If our mission, values, and purpose align with your own, we would love to hear from you!

　　Your opportunity

　　Exercise professional judgement and authority to approve or stop trades with timely and accurate guidance so as not to delay trading activities.

　　Perform detailed reviews and/or complex calculations to confirm compliance with investment guidelines, regulatory restrictions, and/or ad-hoc requests.

　　Identify and communicate potential compliance issues and recommend corrective action where necessary.

　　Review and prepare compliance reports to support ongoing compliance monitoring and testing as well as to provide documentation and information to management.

　　Collaborate and advise internal business partners including Investment teams, Investment Compliance Implementation team, Trading, Legal, and/or Operations to discuss and ensure accuracy of the program, as well as identify and implement process improvement opportunities to increase efficiency and effectiveness.

　　Partner with global counterparts to ensure appropriate regional coverage for pre-trade as well as find opportunities for global consistency.

　　Participate and effectively represent Investment Compliance within various working groups and committees spanning across multiple departments as needed

　　Carry out other duties as assigned

　　What to expect when you join our firm

　　Hybrid working and reasonable accommodations

　　Generous Holiday policies

　　Excellent Health and Wellbeing benefits including corporate membership to ClassPass

　　Paid volunteer time to step away from your desk and into the community

　　Support to grow through professional development courses, tuition/qualification reimbursement and more

　　All-inclusive approach to Diversity, Equity and Inclusion

　　Maternal/paternal leave benefits and family services

　　Complimentary subscription to Headspace – the mindfulness app

　　All employee events including networking opportunities and social activities

　　Lunch allowance for use within our subsidized onsite canteen

　　Must have skills

　　Bachelor's degree or significant relevant industry experience required.

　　A minimum of 3 years investment compliance experience.

　　Significant compliance experience within asset management across a broad range of products and investment management fields required.

　　Strong analytical and problem-solving skills, attention to detail and ability to exercise balanced judgment and decision making under pressure required.

　　Solid understanding of equity and fixed income securities and derivatives products required.

　　High energy, positive attitude, enthusiastic, professional, with a strong work ethic.

　　Proactive and self-sufficient with ability to advance where appropriate. Highly self-motivated, possessing strong written and verbal communication skills, with the ability to communicate effectively at all levels, influence and maintain relationships, and manage client expectations and competing priorities.

　　Good planning, prioritization, and organizational skills.

　　Nice to have skills

　　Solid grasp of Charles River, investment compliance methodologies and techniques a plus.

　　Solid knowledge of fund management processes.

　　Understanding of current and proposed regulatory requirements impacting the Funds Management industry a plus.

　　Supervisory responsibilities

　　No

　　Potential for growth

　　Mentoring

　　Leadership development programs

　　Regular training

　　Career development services

　　Continuing education courses

　　You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity requirements and JHI policies applicable for your role.

　　At Janus Henderson Investors we’re committed to an inclusive and supportive environment. We believe diversity improves results and we welcome applications from all backgrounds. Don’t worry if you don’t think you tick every box, we still want to hear from you! We understand everyone has different commitments and while we can’t accommodate every flexible working request we’re happy to be asked about work flexibility and our hybrid working environment. If you need any reasonable accommodations during our recruitment process, please get in touch and let us know at [email protected]