Home
/
Accounting and Finance
/
Securities Operations Manager
Securities Operations Manager-January 2024
Bangalore
Jan 20, 2026
ABOUT WELLS FARGO
Wells Fargo is a diversified, community-based financial services company with a vision to satisfy customer’s financial needs and help them succeed financially.
10,000+ employees
Financial Services, Technology
VIEW COMPANY PROFILE >>
About Securities Operations Manager

  About this role:

  Wells Fargo is seeking a Securities Operations Manager...

  In this role, you will:Manage team of Portfolio Implementation team and analystsProvide accountability for the development of operational strategy and may serve online of business project teams.Deliver exceptional service and ownership to customer inquiries.Assist and educate customers on product and service products.Provide understanding of fundamental and technical objectives affecting the market to support customer needs.Identify and recommend opportunities for process improvement and risk control development.Identify internal business partner referrals and business development opportunities.Develop the operational infrastructure on financial accounting, tax reporting and client services.Perform specific duties including accurate financial reporting of funds, sourcing of proprietary fund vendors, and ensuring operational due diligence of external investment managers.Identify opportunities for process improvement and risk control development.Ensure effective operational due diligence of external investment managers.Manage administration of third-party distribution of alternative investments through wealth and brokerage divisionsMake decisions and resolve issues regarding companywide tasks that steer the company's operational direction.Develop policies and procedures for functions with low to moderate complexity within scope of responsibility.Collaborate and influence all levels of professionals including managers.Lead team to achieve objectives.Manage allocation of people and financial resources for securities operationsMentor and guide talent development of direct reports and assist in hiring talent.Required Qualifications, International:

  12+ years of experience in Securities Operations, Securities Trading for Equities and Fixed Income products.Must have experience working in investment banks.4+ years of leadership experience.Desired Qualifications:Willing to work in night shifts.Job Expectations:Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position. FINRA Series 7 and 63 examinations, or equivalent must be completed within either a 90 or 180-day time period following commencement of employment, depending upon the number of license(s) needed if not immediately available to transfer upon hire. FINRA recognized equivalents will be accepted. This will be communicated at time of offer acceptance. Compliance with state law registration and licensing requirements is mandatory. In addition to state registration and licensing requirements, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required.We Value Diversity

  At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

  Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

  Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

  Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

  Drug and Alcohol Policy

  Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.

Comments
Welcome to zdrecruit comments! Please keep conversations courteous and on-topic. To fosterproductive and respectful conversations, you may see comments from our Community Managers.
Sign up to post
Sort by
Show More Comments
SIMILAR JOBS
Summer Intern - Comptroller, Fixed Asset Accounting
Description The Port Authority of New York & New Jersey offers paid internships, providing students with the opportunity to work with experienced professionals on assignments critical to building
Technical Consultant, Risk Control
Pay Philosophy The typical starting salary range for this role is determined by a number of factors including skills, experience, education, certifications and location. The full salary range for thi
Assistant Manager, Risk Financing
Description Responsibilities: Responsible for the placement and administration of Port Authority's operational insurance programs, which includes the Agency's complex Property, Public Liability, and
Credit & Collection Long Term Intern
We're looking for a Credit & Collection Long Term Intern to join our Credit & Collection team in İstanbul. Working for Signify means being creative and adaptive. Our culture of continuous lea
Income Tax Preparer - 2+Yrs Paid Tax Experience Required
Overview Intuit is seeking Tax Experts for the upcoming tax season. If you have an active PTIN and unrestricted credential (CPA/EA/Practicing Attorney) we would love to connect with you! What You Get
Corporate Treasurer
Join a leading fintech company that’s democratizing finance for all. Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our
Certified Tax Accountant - Fully Remote - 2+Yrs Paid Tax Experience Required
Overview Intuit is seeking Tax Experts for the upcoming tax season. If you have an active PTIN and unrestricted credential (CPA/EA/Practicing Attorney) we would love to connect with you! What You Get
R0011479 Controller
We trust that as a Controller you will: (responsibilities) Support the V.P. of Finance in providing financial management expertise to the operating division as well as to the corporate financial orga
Personal Banker Eagles Landing
Why Wells Fargo: Are you ready for the next step in your career? This is where it begins - at a company known for our Well Life approach to supporting employees' career aspirations, work-life balance
R0010558 Staff Accountant (Hybrid)
We trust that as a Staff Accountant, Corporate you will: (responsibilities) Assist in the preparation of the periodic consolidated financial statements, including quarterly and annual reports, by acc
Copyright 2023-2026 - www.zdrecruit.com All Rights Reserved