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Investment Client Services Specialist
Investment Client Services Specialist-March 2024
Franklin
Mar 29, 2026
About Investment Client Services Specialist

  JOB REQUIREMENTS: At Northwestern Mutual, we are strong, innovative andgrowing. We invest in our people. We care and make a positivedifference. This position works to support Northwestern Mutual\'s top250 Wealth Advisors. Team members partner closely with those specificadvisors and their staff to deliver exceptional investment operationalsupport including, but not limited to, Advisory services support,trading services, Asset Movement support, as well as multiple otherfacets of operational investment support. While working to solve for thefield and the client, team members develop and cultivate strongrelationships with the advisors and their staff as their direct point ofcontact for escalation management & problem solving. This position hasbeen classified as an Access Person, which will require the reporting ofyour personal securities transactions. This position has been classifiedas an Associated Person under NMIS guidelines and requiresfingerprinting and completion of required forms. FINRA non-registeredfingerprinted person WMC access person Primary Duties & ResponsibilitiesResolves a variety of investment operations inquiries and escalationsfrom home office leaders, field staff or other team members. Usesindustry knowledge and analytical skills to resolve problems. Researchesand responds to client issues including but is not limited to placingtrades, assisting clients with system access and navigation, assistingclients with account maintenance and inquiries, discussing the latestmarket trends responding to research requests and providing investmenteducation to our clients. Provides ongoing home officesupervision/oversight function of investment advisory accounts to ensuresupervisory integrity and compliance to ensure core fiduciaryresponsibilities are being met. Promotes client retention and identifiesopportunities to build existing relationships through timely andaccurate operational processing and service quality. Establishes andmaintains strong relationships with customers and team members whileproviding quality service and support. Works with other specialists,consultants and managers to handle the day-to-day monitoring of the areaincluding managing service levels for the call center and dailyprocessing work. Developing ability to direct and coordinate the team\'sservice activities and identifying changing service demands. Assiststeam members as they work through complex case work or items beyondtheir knowledge base. Prioritizes and organizes responsibilities anduses appropriate resources within and outside of immediate work area.Collaborates with internal customers and cross-functional teams toresolve problems as needed. May review work of office staff team membersto ensure quality and accuracy. May contribute input into performanceevaluation process. Participates in and may lead processimprovement,... For full info follow application link. EEO/AAEmployer/Vets/Disability ***** APPLICATION INSTRUCTIONS: ApplyOnline: ipc.us/t/0307808F7B2D4DCE Qualified females, minorities, andspecial disabled veterans and other veterans are encouraged to apply.

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