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Global Banking and Markets - Operations - Equities Franchise
Global Banking and Markets - Operations - Equities Franchise-April 2024
Salt Lake City
Apr 1, 2026
About Global Banking and Markets - Operations - Equities Franchise

  Title- Equities Franchise - AnalystLocation- Salt Lake City, UTDuration- 6 MonthsPay Rate- $ 20/hr

  JOB SUMMARY AND RESPONSIBILITIES* Draft OTC derivative trade confirmations (in equity derivatives.)* Demonstrate technical acumen and accuracy ensuring confirmations utilize the appropriate ISDA Definitions, Supplements and MCAs.* Mitigate risk through maintaining accuracy and consistency around termsheets, risk bookings and confirmations.* Proactively partner with internal groups (sales, trading, compliance) to execute confirmations.* Design and initiate process improvements with thorough understanding of template architecture.* Partner with the Legal Department to agree upon appropriate templates for new structures.* Take responsibility for maintaining timeliness in accordance with market standards and regulatory requirements.

  SkillsBASIC QUALIFICATIONS* Understanding of risk and controls required to support derivative transactions.* Contributes to the effectiveness of the team by working closely with colleagues by sharing information, skills, and responsibilities.* Excellent attention to detail and accuracy.* Effective problem solver.* Takes actions to ensure that controls are in place and procedures are followed.* Strong Microsoft Excel skills.* Skilled at gathering and analyzing quantitative data to guide decision-making.* Demonstrates strong leadership skills, ability to gather stakeholder support for initiatives across teams and see them through to execution.

  Primary Responsibilities* Set strategy and direction for tech and workflow initiatives that will improve execution process and mitigate risk efficiently.* Assist with reporting and presentations that articulate the overall compliance metrics, story, and strategy.* Work directly with the line teams to identify non-compliant themes and patterns and improve execution timelines.* Work closely with Ops Senior Management, Sec Div Compliance, and Sales PMDs in the Securities Division to develop and execute on firmwide compliance strategy.* Set strategy and direction for the team that will improve compliance rates.* Work directly with the line team to ensure risk is mitigated via Affirm and Confirmation process for EQD derivative trade confirmations.* Demonstrate technical judgment and accuracy by ensuring the team understands the economics of the trade and verify the accuracy in the firm's booking systems.* Mitigate risk through maintaining accuracy and procedural conformity.* Assist in the resolution of any exceptions that may arise in a timely manner.* Proactively partner with internal groups (sales, trading, compliance) to execute EQD confirmations. Design and initiate process improvements with thorough understanding the lifecycle of the trade and confirmations platforms.* Act as a Client Relationship Manager, partner with the Sales and Trading desks to offer best in class client service.* Take responsibility for maintaining timeliness in accordance with market standards and regulatory requirements.* Review and detailed analysis of EQD derivatives trade documentation drafted by Legal, External Counsel or our Counterparties.* Implementation of small and incremental enhancements to the existing workflow.* Effectively manage all Operational and Reputational Risk.

  Education:* Bachelor's DegreeBelow is the brief... For full info follow application link.

  SPECTRAFORCE is an equal opportunity employer and does not discriminate against any employee or applicant for employment because of race, religion, color, sex, national origin, age, sexual orientation, gender identity, genetic information, disability or veteran status, or any other category protected by applicable federal, state, or local laws. Please contact Human Resources at [email protected] if you require reasonable accommodation.

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