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Compliance Officer
Compliance Officer-March 2024
Menomonee Falls
Mar 29, 2026
About Compliance Officer

  JOB REQUIREMENTS: Description Elevate Your Career Work where your ideashave impact COMPANY Allspring Global Investments is a leadingindependent asset management firm that offers a broad range ofinvestment products and solutions designed to help meet clients\' goals.At Allspring, our vision is to inspire a new era of investing thatpursues both financial returns and positive outcomes. With decades oftrusted experience propelling us forward, we strive to build portfoliosaimed at generating successful outcomes for our clients. We do thisthrough the independence of thought that powers our investmentstrategies and by bringing a renewed approach to look around the cornerto unlock what\'s possible. Allspring is a company committed tothoughtful investing, purposeful planning, and the desire to deliveroutcomes that expand above and beyond financial gains. For moreinformation, please visit At Allspring, unique views inspire us. Weleverage the diversity of people, ideas, and skills to help our clientspursue their financial goals. We strive to attract and retain a diversetalent pool that enables us to better serve our global client base.Intentionally fostering a diverse and inclusive culture allows us toempower innovation, productivity, and engagement. It\'s also essentialfor elevating the experience of our clients as well as the communitiesin which we operate. Thank you for considering Allspring as you explorethe next step in your career journey. POSITION The Compliance Officerwill be responsible for assisting in the review of global marketingcommunications. The successful candidate should have experience inworking with business partners to solve complex issues. The candidatewill have the opportunity to work on projects to assist with thestreamlining of the marketing review process as needed. RESPONSIBILITIESSupport compliance\'s review and approval of advisor/broker dealer andinternational marketing materials and various other electroniccommunications to ensure compliance with firm and regulatoryrequirements. Experience with working with all levels of theorganization to provide the business compliance risk expertise andconsulting for projects and initiatives. Lead and manage projects withminimal supervision related to marketing communications. Identifytraining opportunities, design/coordinate the development of trainingmaterials, and deliver training. Provides consultation and support tovarious business stakeholders across Allspring departments regardingcommunication standards and regulatory no action and industry guidance.CANDIDATE We are seeking a knowledgeable and motivated individual tojoin our Global Sales... For full info follow application link. We arean Equal Opportunity/Affirmative Action Employer. We consider allqualified applicants for employment regardless of age, race, color,national origin, sex, religion, veteran status, disability, sexualorientation, gender identity, or any other protected status. *****APPLICATION INSTRUCTIONS: Apply Online: ipc.us/t/4988180964D346BE

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