Requisition ID: 190829
Salary Range: 64,800.00 - 120,400.00
Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate's relevant knowledge, skills, and experience.
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.
Senior Risk Audit Analyst, U.S. (190829)
Global Banking and Markets
Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100 years. Scotiabank's strong U.S. presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world.
Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group.
Be part of an innovative, Global Capital Markets and Investment Banking business with a unique geographic footprint that puts capital to work for our clients across industries! We work together to drive ambition for every future!
Overview
The Senior Risk Audit Analyst contributes to the overall success of the Audit Function globally ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team's business strategies and objectives. As a Senior Analyst, you will ensure that all activities conducted are in compliance with governing regulations, internal policies and procedures.
What You'll Do
Champion a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.Act as Team Participant on assignments.Ensure Scotiabank standards and the Institute of Internal Auditors (IIA) Code of Ethics are maintained in completion of all assignments.Assist in executing assigned audit programs for non-financial (e.g. operational, TPRM, model, IT/Cyber) and financial risk (e.g. Liquidity, Market, Counterparty Credit) audits under the direction of the Team Officer in Charge (OIC) including appropriate audit testing and documentation of results.Assist the OIC and other audit team members on a variety of audit tasks.Ensure audit results are gathered and assess the impact of the findings on the internal control framework. This would include confirmation of the findings with the auditee and discussion of the root cause with the OIC.Contribute to the audit reports with a consistent high standard and helps ensure the reports are finalized within established department metrics.Assist in special projects that Audit may be requested to perform by management.Manage self-development by confirming/communicating job expectations, identifying mentors/coaches and enquiring about training needs, ensuring timely completion of performance appraisals and assist with the orientation of new employees as assigned.Understand how the Bank's risk appetite and risk culture should be considered in day-to-day activities and decisions.Actively pursues effective and efficient operations of his/her respective areas in accordance with Scotiabank's Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance, AML/ ATF/sanctions and conduct risk.Champion a high performance environment and contributes to an inclusive work environment.
What You'll Bring
Proficient at applying risk-based auditing standards, practices, techniques, processes and methodologies to performance and review of audits.Working knowledge of the capital markets, risk management and operations and regulatory environments of each of the audit units globally, as required for specific areas of assigned responsibility.Good interpersonal and communication skills (verbal and written) to work with staff and management at various levels.Good analytical skills and proficiency in the use of data analytic or visualization tools.Ability to work in high levels of ambiguity and in a rapidly changing environment.
Interested?
If your experience is closely related but doesn't align perfectly with every qualification, we do encourage you to apply - you might be the right candidate for this or other roles at Scotiabank!
At Scotiabank, every employee is empowered to reach their fullest potential, respected for who they are and, embraced for their differences. That's why we work to grow and diversify talent and engage employees in a performance-oriented culture.
What's in it for you?
Scotiabank wants you to be able to bring your best self to work - and life, every day. With a focus on holistic well-being, our many flexible benefit programs are designed to help support your unique family, financial, physical, mental, and social health needs.
Location(s): United States : New York : New York City
Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.
At Scotiabank, we value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including, but not limited to, an accessible interview site, alternate format documents, ASL Interpreter, or Assistive Technology) during the recruitment and selection process, please let our Recruitment team know. If you require technical assistance, please click here. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however, only those candidates who are selected for an interview will be contacted.
Nearest Major Market: New York City
Job Segment: Audit, Risk Management, Investment Banking, Compliance, M&A, Finance, Legal, Management