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Regulatory Obligations (Global Markets India) - Vice President
Regulatory Obligations (Global Markets India) - Vice President-January 2024
Bangalore
Jan 28, 2026
ABOUT STATE STREET
State Street is a leading provider of financial services to institutional investors around the world.
10,000+ employees
Consulting, Financial Services
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About Regulatory Obligations (Global Markets India) - Vice President

  Who are we looking for

  We are looking for a driven individual to manage the team of Regulatory Specialists responsible for assessing regulatory reporting requirements, identifying SSGM change as a result of those requirements, and working closely with the front office and middle office to understand booking models and business transactions such that regulatory reporting submissions to regulators globally continues to be complete, accurate and timely. You will report to the India Head of Global Markets and work closely with the Global Markets' business teams, Business Risk Management, Compliance and Technology.

  Your ability to take initiative, exercise independent thinking, juggle multiple tasks, set priorities, and meet aggressive deadlines will be key in this fast-paced environment. Your strong interpersonal and organizational skills, and interest in working in a professional and team-oriented environment, will contribute to your success.

  Why is this role important to us

  The team you will be joining is a part of State Street Global Markets (SSGM). When owners and managers of institutional assets need research, trading, securities lending and innovative portfolio strategies, they turn to SSGM business unit. As our investment research and trading arm, SSGM's number one goal is to enhance and preserve our clients' portfolio values by applying technology, optimizing trading, and linking asset classes and markets across the world.

  Join us if making your mark in the capital markets industry from day one is a challenge you are up for.

  What you will be responsible for

  As the Lead Regulatory Specialist, Vice President you will:

  Address day-to-day operational issues and escalationsLiaise with project teams and IT in regards to any projects/initiatives impacting operations for operational readiness and preparationProvide program oversight for key regulatory reporting initiatives, succinctly raising risks, and issues to senior management timely, and helping to properly mitigate and/or remediateLiaise with external counterparties and industry forums to improve internal regulatory reporting program and provide subject matter expertise to internal partiesInterpret regulatory text and work with the business and technology teams to support regulatory reporting change initiatives on behalf of the firmOversee the development and design of optimal regulatory reporting processes, coordinating with key stakeholders across the organization to ensure regulatory reporting deliverables are implemented accurately, timely and incorporating best practices.Drive root cause analysis, gap analysis, requirement gathering, solution design and produce business requirement documentationEnsure changes that could impact regulatory reporting obligations follow the defined governance and control frameworkLead prioritization discussions with key stakeholders and delivery leads, drive system enhancement pipelineSupport the 'Risk Excellence' culture within the businessPerform additional responsibilities as required

  What we value

  These skills will help you succeed in this role

  Strong risk mitigation, problem solving, and decision making skillsAbility to think critically and resolve complex problems.Experience working under tight deadlines with multiple deliverablesStrong project/process management, and organizational skillsExhibit superior problem solving and analytical thinking, innovation and thought leadershipStay current with emerging trends to support business growth and transformation.

  Education / Experience

  BS, BA, BBA or equivalent work experience16+ years in regulatory reporting, risk management, compliance, audit, control experience preferredRegulatory reporting awareness and exposure to MiFID II, EMIR, CFTC, or APAC regulators is preferredPrevious management experience, management experience in a global organization a plusKnowledge of industry regulatory requirementsContribute to a wide variety of initiatives as a dependable and flexible resource.Maintain working knowledge of overall process operating/IT model and assist with deployment of operational changesProficiency in Microsoft Office applications - PP, Teams, Word, Excel, Access

  Work Location : Bengaluru \ Hyderabad \ Mumbai

  About State Street

  What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation we're making our mark on the financial services industry. For more than two centuries, we've been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.

  Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary in locations, but you may expect generous medical care, insurance and savings plans among other perks. You'll have access to flexible Work Program to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.

  Inclusion, Diversity and Social Responsibility. We truly believe our employees' diverse backgrounds, experiences and perspective are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome the candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift program and access to employee networks that help you stay connected to what matters to you.

  State Street is an equal opportunity and affirmative action employer.

  Discover more at StateStreet.com/careers

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