MANAGER OF AUDIT SR- BSA/AML

　　WHAT IS THE OPPORTUNITY?

　　The Senior Audit Manager will act as auditor-in-charge (AIC) for the planning and execution of Financial Crimes (BSA/AML, OFAC/sanctions, Anti-Bribery and Corruption (ABAC)) audits and validation of Financial Crimes-related regulatory issues. The position will assess risks, develop detailed audit and regulatory issue validation programs, identify data analytic opportunities, execute audit programs, analyze results of testing performed, and effectively communicate audit results to Audit Directors and senior management in meetings, presentations, and/or written reports and memorandums. The position will support City National Bank's Internal Audit group in providing independent, objective assurance over the design and operating effectiveness of the Bank's risk management practices, governance processes, system of internal controls for Financial Crimes. Additionally, the position is responsible for maintaining and executing continuous monitoring program in accordance with audit methodology and taking into consideration industry development, emerging risks, and regulatory changes and expectations.

　　Internal Audit and CRR

　　The Internal Audit and CRR team provides objective and independent assurance services to support the bank in its mission and to help achieve its objectives through proactive risk management. The focus is on ensuring business activities remain safe, compliant and well-positioned for future opportunity and sustainable growth.

　　What you will do

　　Leading and performing audits to verify the adequacy and effectiveness of controls over the BSA/AML function at City National Bank.Championing a thorough understanding of the AML and BSA requirements, including but not limited to the Bank Secrecy Act and OFAC regulations, guidance, and regulatory expectationsResponsible for reviewing outstanding issues relating to source validation, reporting and controls, performing analysis to identify themes, determining the root cause of the weakness and preparing reports to communicate the test findingsAssist the Audit Director and Senior Audit Director in preparations for regulatory interactions and preparing responses to regulatory inquiries.Assists with the development of audit budget estimates for respective area of focusAssists with the development of the annual risk assessment and audit planLeads and performs continuous monitoring activities periodically for the area assignedMaintains ongoing relationships with management of auditable unitsKeeps informed of new services, products and events that have a significant business and technology impactKeeps abreast of changes in the business, regulatory, and control environments in which City National Bank operates, especially for audit areas assignedTracks and manages audit resources to meet the audit budget and audit plan mandatesSupports a high-performance environment and implements a people strategy that attracts, retains, develops and motivates the team for continuous learning and improvement by fostering an inclusive work environment, communicating vison/ strategy, coaching, and supporting development goals.Complies fully with all Bank policies and procedures as well as all regulatory requirements (e.g. Bank Secrecy Act, Know Your Client, Community Reinvestment Act, Fair Lending Practices, Code of Conduct, etc.).

　　WHAT DO YOU NEED TO SUCCEED

　　Must-Have

　　Bachelor's Degree accounting, finance, or related fieldMinimum 7+ years of audit experience in an internal audit role within the banking or financial services industry, or with an public accounting firm.Minimum 3 years' experience managing direct reports and demonstrated ability to develop people

　　Skills and Knowledge

　　CAMS or CIA preferred. Other certifications (e.g., CRMA, CFA, CFE, Chartered Accountant) are favorableA thorough understanding of regulatory and compliance policies and procedures.Possess expert understanding of internal audit methodology and principles.Ability to be resourceful, a self -starter, possessing a high degree of flexibility, creative thinking and confidence to carry out innovative solutions.Well-developed judgment, management, decision-making and problem-solving skills are required in order to effectively deal with a rapidly changing, complex business environment.Good time management skills in order to manage multi-functional accountabilities through prioritization, delegation, motivation, conflict resolution and the promotion of ideas.Excellent written communication s skills are essential. In addition, should be skilled at verbal presentation, of a caliber suitable for direct exposure to executive management.

　　Compensation

　　Starting base salary: $111,408 - $189,738 per year. Exact compensation may vary based on skills, experience, and location. This job is eligible for bonus and/or commissions.

　　To be considered for this position you must meet at least these basic qualifications

　　The preceding job description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities, and qualifications required of employees assigned to this job.

　　Benefits and Perks

　　At City National, we strive to be the best at whatever we do, including the benefits and perks we offer our colleagues. Get an inside look at our Benefits and Perks.

　　INCLUSION AND EQUAL OPPORTUNITY EMPLOYMENT

　　City National Bank is an equal opportunity employer committed to diversity and inclusion. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status or any other basis protected by law.'

　　ABOUT CITY NATIONAL

　　We start with a basic premise: Business is personal. Since day one we've always gone further than the competition to help our clients, colleagues and community flourish. City National Bank was founded in 1954 by entrepreneurs for entrepreneurs and that legacy of integrity, community and unparalleled client relationships continues to drive phenomenal growth today. City National is a subsidiary of Royal Bank of Canada, one of North America's leading diversified financial services companies.

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