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Brokerage Services Registered Analyst
Brokerage Services Registered Analyst-August 2024
Franklin
Aug 5, 2026
About Brokerage Services Registered Analyst

  JOB REQUIREMENTS: At Northwestern Mutual, we are strong, innovative andgrowing. We invest in our people. We care and make a positivedifference. Are you passionate about finance and providing exceptionalclient service? Are you a highly analytical and detail-orientedindividual with a passion for the investment industry? NorthwesternMutual, a leading financial services company, is seeking a dedicated andknowledgeable candidate to join our Investment Client Servicesdepartment as a Registered Investment Client Services Analyst. RoleSummary: This registered (7/63) role will support the Brokerage Servicesteam which specializes in supporting Northwestern Mutual financialadvisors with mutual fund trading, tax statements, and cost basisoperational support and consultation as well as holistically providingconsultation and superior customer service to Northwestern MutualInvestment Services client\'s acting in an advisor capacity for a subsetof our brokerage account clientele. As a Registered Investment ClientServices Analyst, you will play a pivotal role in supporting ourclients\' investment needs providing excellent customer service support.Collaborating closely with our financial advisors, other investmentprofessionals within our department, and internal business partners youwill ensure superior service delivery while maintaining a deepunderstanding and expertise of our investment products, strategies,policies, and NMIS investment operations. Your strong analytical skills,attention to detail, and commitment to providing outstanding clientexperiences will be essential to thrive in this role. Your job willconsist of taking inbound phone calls from financial advisors ,theirstaff, and clients as well as reviewing and processing operationaltransactions. Primary Duties & Responsibilities: Client and FinancialAdvisor Support Provide advice, counsel, guidance and direction toclients and Registered Financial Representatives on the purchase andsales of securities. At times, executes mutual fund order transactionson behalf of Financial Representatives and clients. Determines customerfinancial needs, risk tolerance, suitability and understanding of thesecurities markets. Combines this information with fact-finders\' takenby Financial Representatives including portfolio analysis. Providetimely and accurate investment performance information, accountstatements, and investment-related queries to clients. Serve as aprimary point of contact for NM Investment home office assigned clients,addressing inquiries regarding investment accounts and products.Analyze, input, and review investment transactions, including tradeexecutions, transfers, and account maintenance, while ensuring accuracyand compliance. Handles phone and transactional responsibilities whileadhering to strict confidentiality and privacy standards Serves as atrusted advocate for our Financial... For full info follow applicationlink. EEO/AA Employer/Vets/Disability ***** APPLICATIONINSTRUCTIONS: Apply Online: ipc.us/t/FFD784F701204AF4 Qualified females,minorities, and special disabled veterans and other veterans areencouraged to apply.

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