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Regulatory Reporting Analyst
Regulatory Reporting Analyst-August 2024
Raleigh
Aug 13, 2025
ABOUT UBS
At UBS we’re reimagining the power of people and capital to create a better world for all of us. We are the largest truly global wealth manager.
10,000+ employees
Financial Services, Fintech
VIEW COMPANY PROFILE >>
About Regulatory Reporting Analyst

  Your role

  Do you have an interest in regulatory frameworks and in analyzing and substantiating financial information and its impact on regulatory metrics? Do you have an accounting background and strong leadership skills?

  We're looking for Regulatory Reporting Analyst to:

  • prepare, analyze, and file IHC Regulatory Reports such as the FR Y-9C, FR Y-15, FR 2590, and TIC reports on a monthly, quarterly, and annual basis

  • partner with Compliance & Operational Risk on transaction testing exceptions and remediate issues where necessary

  • interact with Federal Reserve as well as internal and external auditors

  • collaborate with IT to remediate data quality issues, install Axiom vendor template patches as well as platform updates

  Join us

  At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

  From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?

  Disclaimer / Policy Statements

  UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

  Your team

  You will be working with the Intermediate Holding Company (IHC) Regulatory Reporting team responsible for submitting reports to the Federal Reserve.

  Your expertise

  • bachelor's degree in Finance/Accounting and ideally 2+ of relevant experience (CPA and/or Masters in Finance/Accounting is a plus)

  • experience/knowledge in regulatory reporting production; specifically FR Y-9C, FR Y-15, FR 2590, FR Y-9LP, FR Y-12, and TIC reports is a plus

  • knowledgeable in Axiom reporting platform is a plus

  • change management experience; Agile framework experience using JIRA or GITLAB is a plus

  • ability to collaborate with both internal and external colleagues/stakeholders through accurate, transparent, and timely communication

  • ability to manage time-sensitive production deadlines while managing multiple projects concurrently

  • proficiency in MS excel and PowerPoint

  About us

  UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

  We have a presence in all major financial centers in more than 50 countries.

  How we hire

  This role requires an assessment on application. Learn more about how we hire: www.ubs.com/global/en/careers/experienced-professionals.html

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