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Compliance Systems Management
Compliance Systems Management-February 2024
Milwaukee
Feb 10, 2026
About Compliance Systems Management

  JOB REQUIREMENTS: At Northwestern Mutual, we are strong, innovative andgrowing. We invest in our people. We care and make a positivedifference. We\'re strong and growing. In a company with such a long andstoried history, this may be the most exciting and important time to bea part of Northwestern Mutual. We\'re strong, innovative and growing. Weinvest in our people. We provide opportunities for employees to growthemselves, their career and in turn, our business. We care. We make apositive difference in our communities. Nationally, thousands havebenefitted from our support of research and programs to fight childhoodcancer. Each year, our Foundation, employees and financialrepresentatives donate time, talent and financial support to causesthey\'re passionate about. Summary Within Enterprise Compliance, thisindividual works within a team structure to support the monitoringsystem subject matter expert (SME). Taking direction from the SME, thisindividual will advance basic system features through their life cycleto implementation. The individual performs routine assignments to ensurethe monitoring system is performing as expected. The individual willalso perform a series of baseline analyses pertaining to system healthand regulatory risks. Primary Duties and Responsibilities For theassigned monitoring and surveillance systems, engage in assigned projectwork to provide support to the subject matter expert of the respectivesystem(s); participate in the discussions related to the creation,testing and implementation of system enhancements; provide value byassisting in the completion of miscellaneous intermediate/advancedprojects required to improve the overall effectiveness of the system.Update system documentation, as well as compliance and supervisorymanuals. Additionally, keep supervisory guidance reference materialscurrent. Perform various administrative tasks to support divisionalmonitoring systems. Monitor reporting and dashboards to measure systemeffectiveness. Provide baseline analysis to SME regarding areas ofcompliance risk. Work with all subsidiary Chief Compliance Officers aswell as department management to ensure appropriate controls are inplace to facilitate compliance with the regulations. Participate as aresource on basic/intermediate divisional project teams. QualificationsA Bachelor\'s Degree in business, finance or related field and/orequivalent combination of education and work experience. Two years ofexperience in a professional level position in insurance or financialservices industries preferred. Strong analytical, as well as strongwritten and oral communication skills needed. Ability to work with alllevels of management within the field and home office. Excellent writtenand oral communication skills. Ability to provide effective, qualityconsultation to Field Supervisors and home office... For full infofollow application link. EEO/AA Employer/Vets/Disability *****APPLICATION INSTRUCTIONS: Apply Online: ipc.us/t/127E99949C984925Qualified females, minorities, and special disabled veterans and otherveterans are encouraged to apply.

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