Business Unit and Role Overview

　　Compliance Testing Group ("CTG") is seeking an individual who is a self-starter who exudes energy, curiosity, and enthusiasm to conduct investigative work covering the firm's Consumer Banking businesses. The principal objective of CTG is to create and execute detailed testing to assess compliance with regulations and firm policies, working closely with Compliance and business management to identify compliance, conduct, and reputational risks, and refine firm controls as appropriate. CTG's global team (with locations in New York, Salt Lake City, Dallas, London, Warsaw, Tokyo, Singapore, and Hong Kong) is comprised of individuals with varying backgrounds and experience (former auditors, accountants, regulators, compliance professionals, lawyers, and traders). The individual will work closely with Compliance and business management.

　　The firm's Consumer Banking businesses include the global online consumer deposits business and the US credit card and lending businesses. Consumer Banking combines the strength and heritage of a 150-year-old financial institution with the agility and entrepreneurial spirit of a tech start-up. This unique dynamic allows us to help our customers achieve financial progress through customizable solutions that are grounded in value, transparency, and simplicity.

　　Responsibilities:

　　Propose methods of testing and execute plans discussed and agreed with a team leader Gather data, perform analyses, and document results Identify potential compliance, conduct, and reputational risks, and effectively escalate to appropriate individuals Multi-task work on several different reviews with different individuals at the same time Leverage strong communication skills to interact with Compliance and business senior management Team with colleagues around the globe to share findings and refine processes

　　Basic Qualifications

　　Bachelor's Degree Broad knowledge of consumer banking products and regulations; in lieu of consumer banking knowledge, auditing or compliance testing experience is acceptable Excellent interview, presentation, written communication, time management, and analytical skills Integrity, motivation, intellectual curiosity, and enthusiasm

　　Preferred Qualifications

　　Consumer Banking compliance, auditing, testing, legal, or regulatory/law enforcement experience Knowledge of, and experience with, CFPB rules Fluency in French, Spanish, German, Italian, Portuguese, Japanese, Korean, or Mandarin Chinese a plus