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Senior Compliance Analyst
Senior Compliance Analyst-July 2024
Quezon City
Jul 28, 2025
About Senior Compliance Analyst

  We are a leading financial services provider committed to making decisions easier and lives better for our customers and colleagues around the world. From our environmental initiatives to our community investments, we lead with values throughout our business. To help us stand out, we help you step up, because when colleagues are healthy, respected and meaningfully challenged, we all thrive. Discover how you can grow your career, make impact and drive real change with our Winning Team today.

  Working Arrangement

  Hybrid

  Job Description

  Key Accountabilities:

  Reports directly to the Manager of Independent Testing team of Integrated Compliance Services (ICS), and functionally to the Specialist, who is leading the Distribution Compliance Testing.

  The Senior Analyst shall be responsible for providing support in carrying out Distribution Compliance testing, monitoring and quality assurance functions in Asia. The testing function includes:

  Supporting and implementing the annual testing plan approved and providing feasible solutions to address issues identified or recommendations to improve the business process and setting up best practices.

  Kick-off, preparation of detailed testing templates, questionnaires, gathering of information and data from the testing subjects for review and analytics, follow up questions and outstanding information, creating high quality working papers and drafting of testing reports.

  Assisting the preparation of training materials and presentation deck to management when required.

  Research regulations by reviewing regulatory bulletins and other sources of information.

  Maintains good working relationship with regulatory personnel and stakeholders by consistent communication and in resolving concerns.

  Plans and coordinates operational activities and guarantees compliance with rules and regulations.

  Document workflows and process narratives of testing activities being performed.

  Other ad-hoc compliance testing request arising from the immediate supervisor, market being supported or Asia Segment Compliance.

  Job Requirements / Skills and Competencies:

  Ability to prioritize, organize, and work on multiple tasks simultaneously

  Eager to learn; strong motivation and enthusiasm to learning

  Willing to support the growth of the team through training

  Quick learner, detail oriented, exceptional task achievement skills in terms of achieving deadlines

  Fluent in English and good report writing skill

  Solid written and verbal communication skills. Use these skills while working with BU partners and with different levels of the organization.

  Solid technology skills; knowledge of or ability to learn applicable compliance or business systems

  Solid analytical and problem-solving skills

  Strong ethical compass

  Disciplined

  Professional knowledge of the financial services industry including insurance and/or banking

  Basic understanding of the regulatory environment in which the Company operates and some understanding of key compliance concepts

  Developing negotiating, influencing, and relationship building skills

  Ability to represent business internally (our department) and externally (outside our department) within the company

  Ability to work with minimal supervision

  Proven experience in Compliance / Legal / Audit

  Proficient in MS Office Suite of products including MS Word, Excel, Power Point

  Good interpersonal skill, flexible and adaptable when dealing with change with a strong awareness and understanding of cultural diversity

  Ability to work independently under pressure

  Performs analysis that requires technical and analytical skills

  Provides higher level customer service

  Applies technical knowledge to develop standard communications (e.g., policies, procedures, and presentations)

  Considers an audience’s technical comprehension to determine the most appropriate message and delivery method

  Recognizes stakeholder needs to drive decisions

  Observe proper communication protocol in order to analyze the needs and interests of stakeholder

  Seeks and utilizes available project/resource management tools and resources to get the job done

  Listens to understand business challenges and applies knowledge in specialty area when responding

  Applies understanding of policies and procedures to determine work methods.

  Demonstrates understanding of differing business functions (e.g. typical processes and activities) and challenges

  Applies understanding of the rules and regulations to understand the impact of changes to the business

  Applies knowledge of service tools and processes to enhance end-user experience

  Builds positive customer relationships by performing responsibilities consistently against high standards.

  Discusses and conveys company’s value proposition (solutions and services)

  Measures performance of solutions against client needs/ expectations

  Listens for and presents relevant knowledge back to the organization to help identify business opportunities for relevant solutions/services

  Searches for appropriate data and conducts required analyses to support business decisions

  Demonstrates a customer centric mindset by prioritizing customer needs and addressing concerns with a sense of urgency

  Demonstrates awareness and manages differing viewpoints within teams/areas to accomplish objectives

  Assesses the relative importance of individual tasks and activities assigned; aligns own priorities with the objectives of the department

  Professional Experience:

  At least 2 to 3 years of related financial services experience

  Background on insurance operations, sales, insurance agency (or tied agency), or auditing an insurance agency/firm.

  Compliance, testing, banking, internal or external audit background is an advantage

  Education :

  College/University Degree and/or equivalent experience in Accounting, Legal, Finance, Business or related fieldsAbout Manulife and John Hancock

  Manulife Financial Corporation is a leading international financial services group that helps people make their decisions easier and lives better. With our global headquarters in Toronto, Canada, we operate as Manulife across our offices in Asia, Canada, and Europe, and primarily as John Hancock in the United States. We provide financial advice, insurance, and wealth and asset management solutions for individuals, groups and institutions. At the end of 2022, we had more than 40,000 employees, over 116,000 agents, and thousands of distribution partners, serving over 34 million customers. At the end of 2022, we had $1.3 trillion (US$1.0 trillion) in assets under management and administration, including total invested assets of $0.4 trillion (US $0.3 trillion), and segregated funds net assets of $0.3 trillion (US$0.3 trillion). We trade as ‘MFC’ on the Toronto, New York, and the Philippine stock exchanges, and under ‘945’ in Hong Kong.

  Manulife is an Equal Opportunity Employer

  At Manulife /John Hancock , we embrace our diversity. We strive to attract, develop and retain a workforce that is as diverse as the customers we serve and to foster an inclusive work environment that embraces the strength of cultures and individuals. We are committed to fair recruitment, retention, advancement and compensation, and we administer all of our practices and programs without discrimination on the basis of race, ancestry, place of origin, colour , ethnic origin, citizenship, religion or religious beliefs, creed, sex (including pregnancy and pregnancy-related conditions), sexual orientation, genetic characteristics, veteran status, gender identity, gender expression, age, marital status, family status, disability, or any other ground protected by applicable law.

  It is our priority to remove barriers to provide equal access to employment. A Human Resources representative will work with applicants who request a reasonable accommodation during the application process . All information shared during the accommodation request process will be stored and used in a manner that is consistent with applicable laws and Manulife/John Hancock policies . To request a reasonable accommodation in the application process, contact .

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