About this role:

　　Wells Fargo is seeking a Client Performance Analyst 1 in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about our career areas and lines of business at wellsfargojobs.com .

　　In this role you will:

　　Prepare financial plans

　　Conduct portfolio administration, investment research and analysis

　　Cash flow and spending analysis

　　Financial plan development and maintenance and attend financial planning meetings

　　Update and maintain Salesforce CRM

　　Assist Financial Advisors with processing annuities and life insurance policies

　　Light tax analysis

　　Assist team with order entry, trade rebalancing and execution of client investment portfolios according to firm and FINRA regulatory standards

　　Prepare reports for clients such as Investment Plans, portfolio performance reports, net-worth, and cash flow

　　Respond to client requests and conduct special projects/analyses

　　May participate in product category meetings and may create pitch book presentations and materials for existing and prospective client meetings

　　Required Qualifications:

　　2+ years of Performance Analysis experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

　　Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 66 (or 63 and 65) examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration

　　Desired Qualifications:

　　Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment

　　Strong analytical skills with high attention to detail and accuracy

　　Client services experience

　　Knowledge and understanding of brokerage: systems or applications

　　Brokerage client support experience

　　Financial analysis experience

　　Experience driving for results, applying a sense of urgency, and bringing issues to closure in a decisive manner despite obstacles and opposition

　　Proficient Microsoft Office (Word, Excel, Outlook, PowerPoint, and Access) skills

　　Excellent verbal, written, and interpersonal communication skills

　　Customer service focus with experience actively listening, eliciting information, comprehending customer issues/needs, and recommending solutions

　　Ability to work effectively in a team environment and across all organizational levels; where flexibility, collaboration, and adaptability are important

　　Ability to work in a fast-paced deadline driven environment

　　Comprehensive knowledge and understanding of broker-dealer channel

　　Job Expectations:

　　Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position

　　Compliance with state law registration and licensing requirements is mandatory

　　In addition to state registration and licensing requirements, specific product licenses or SAFE licensing may apply

　　Additional requirements include meeting enhanced financial fitness and criminal background standards

　　Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance

　　For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required

　　This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents.

　　This position is not eligible for Visa sponsorship.

　　Posting Location: 2 International Place, 20th Floor, Boston, MA 02110

　　This full-time position provides technical, analytical & administrative support to lead financial advisors within our firm. In this role, the associate will prepare for client presentations and meetings.

　　Posting End Date:

　　29 Feb 2024

　　*Job posting may come down early due to volume of applicants.

　　We Value Diversity

　　At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

　　Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

　　Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

　　Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

　　Applicants with Disabilities

　　To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

　　Drug and Alcohol Policy

　　Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.

　　Company: WELLS FARGO BANK

　　Req Number: R-329458

　　Updated: Tue Jan 23 00:00:00 UTC 2024

　　Location: BOSTON,Massachusetts