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compliance associate
compliance associate-March 2024
Palo Alto
Mar 28, 2026
About compliance associate

  compliance associate.

  palo alto , california (remote)

  posted 3 days ago

  job details

  summary

  $115,000 - $130,000 per year

  permanent

  bachelor degree

  category business and financial operations occupations

  reference508769

  job details

  job summary:

  Compliance Associate

  Currently working with a top tier Venture Capital and Alternative Investment Firm that is looking for a Compliance Associate. This position will work closely with the VP of Compliance on all aspects of SOX and Internal Control functions. From testing, setting up narratives, and other compliance functions. Qualified candidates will have 1-3 years of experience within the SOX and Internal Controls functions. Please for more information.

  location: Palo Alto, California

  job type: Permanent

  salary: $115,000 - 130,000 per year

  work hours: 9 to 5

  education: Bachelor's degree

  experience: 1 Years

  responsibilities:

  Compliance Associate

  Position Description:

  This full-time position is responsible for the execution of key compliance activities and is meant to strengthen the internal compliance team, focusing on ensuring both compliance with internal processes as well as external regulations.

  Duties:

  Strengthen and develop the internal control program, including conducting COSO/SOX testing

  Assist in all facets of internal, external, and independent audits, and partner annually with the COSO/SOX team

  Maintain and document the Internal Compliance Program, ensuring all evidence for compliance reviews is gathered

  Assist in the accurate and up-to-date documentation of internal processes, policies, and procedures

  Collaborate closely with our Limited Partner's Compliance and Regulatory teams

  Provide required legal entity data and other reports to our Limited Partner in line with regulatory obligations

  Regularly prepare and distribute metrics related to compliance functions

  Consistently evaluate and test controls to ensure alignment with compliance obligations

  Understand and execute required compliance programs, be it from internal policies or regulatory mandates

  qualifications:

  Qualifications:

  1-3 years industry experience preferred

  Bachelor's degree with concentration in accounting or finance

  Excellent computer skills including proficiency in MS Office applications with a heavy focus on Excel

  skills: SOX

  Equal Opportunity Employer: Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status.

  At Randstad, we welcome people of all abilities and want to ensure that our hiring and interview process meets the needs of all applicants. If you require a reasonable accommodation to make your application or interview experience a great one, please contact [email protected].

  Pay offered to a successful candidate will be based on several factors including the candidate's education, work experience, work location, specific job duties, certifications, etc. In addition, Randstad offers a comprehensive benefits package, including health, an incentive and recognition program, and 401K contribution (all benefits are based on eligibility).

  Applications accepted on ongoing basis until filled.

  Qualified applicants in San Francisco with criminal histories will be considered for employment in accordance with the San Francisco Fair Chance Ordinance.

  We will consider for employment all qualified Applicants, including those with criminal histories, in a manner consistent with the requirements of applicable state and local laws, including the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance.

  get in touch

  we are here to help you with your questions.

  AH

  angelo hatzistratis

  +1 415 733 7530 (tel:+1 415 733 7530)

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