Home
/
Comprehensive
/
Non-Financial Risk Assessments, Vice President
Non-Financial Risk Assessments, Vice President-May 2024
Baltimore
May 9, 2025
ABOUT MORGAN STANLEY
Morgan Stanley mobilizes capital to help governments, corporations, institutions and individuals around the world achieve their financial goals.
10,000+ employees
Financial Services, Technology
VIEW COMPANY PROFILE >>
About Non-Financial Risk Assessments, Vice President

  Morgan Stanley Overview:Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments, and individuals from more than 1,200 offices in 43 countries.

  As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence, and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.

  Legal and Compliance Division Overview:The professionals in the Legal and Compliance Division LCD provide a wide range of services to our business units. LCD is made up of the Legal, Regulatory Relations, and Non-Financial Risk departments which preserve the firm's invaluable reputation for integrity and protect the firm from sanctions with policies and procedures that are designed to meet regulatory requirements around the world. We also strive to maintain cooperative relationships with governmental policy makers and the regulatory and self-regulatory agencies that govern the firm's businesses.

  Background on the Position**

  The role will reside within Morgan Stanley’s Non-Financial Risk Department within the Risk Assessments team.

  Non-Financial Riskis the risk of economic, reputational, regulatory, financial reporting, and client impact from failed or inadequate processes, data, or controls; from system changes, failures, disruption or other infrastructure and environmental factors; or from intentional or inadvertent actions of employees, contingents, or external parties.

  The Risk Assessments team defines the framework and requirements, including roles and responsibilities for the Firm-wide Operational Risk and Control Self-Assessment (RCSA) and Compliance Risk Assessment (CRA) programs. The team is the main point of coordination for the businesses and independent risk management teams in relation to these programs. The team monitors compliance with minimum standards, provides guidance, training, and support throughout the execution process. In addition, the team co-ordinates completion of the independent risk management review & challenge process. To perform this role successfully, a high level of interaction is required with business areas at all levels of the organization, internally.

  Primary Responsibilities

  Support the execution of the Firm's Risk Assessment and Controls program, working closely with Business Unit and Infrastructure groupsSupport the development and enhancement of program minimum standards and proceduresParticipate in the data collection and mapping for compliance risks, including rules and regulations, policies and procedures, and controlsSupport stakeholders throughout the Compliance Risk Assessment process, including performing quality assurance on Compliance Risk Assessment rationales, and ratingsReview complex information and large data sets with the ability to simplify for effective communication and presentation to Senior ManagementCollaborate with other Operational Risk and Compliance Risk projects as required, for successful delivery and execution of the Risk Assessments programPartner with stakeholders across the organization in 1st and 2nd line to execute strategic initiatives related to the Non-Financial Risk Assessment (Operational and Compliance risks)

  *Qualifications:

  7 years’ experience working in Operational Risk Management, Internal Audit, Compliance or ConsultingKnowledge of common approaches to the Risk and Control Self- Assessment (RCSA) and/or Compliance Risk Assessment (CRA)Excellent verbal and written communication skills, with ability to influence and catalyze decisions from senior managementStrong leadership and project management skillsStrong problem-solving and analytical skillsAbility to present complex issues clearlyHighly proficient in MS Office Suite (e.g., PowerPoint, Excel)Familiarity with analytics and BI tooling (e.g. Qlikview, Tableau) (preferred)Bachelor's degree minimumJob: *Compliance

  Title: Non-Financial Risk Assessments, Vice President

  Location: Maryland-Baltimore

  Requisition ID: 3245963

Comments
Welcome to zdrecruit comments! Please keep conversations courteous and on-topic. To fosterproductive and respectful conversations, you may see comments from our Community Managers.
Sign up to post
Sort by
Show More Comments
SIMILAR JOBS
OPERATIONS ASSISTANT MANAGER
Store Dollar Tree Work where you love to shop! Dollar Tree is hiring in your neighborhood. Avoid long commutes and set your own course to success by applying today. We offer generous benefits, flexibl
Staffing Specialist
Overview: We are searching for a motivated individual who enjoys variety in their day and thrives in a fast-paced environment to join our team as a Staffing Specialist. This individual will support th
RN Same Day Surgery
Description Introduction HCA Florida Bayonet Point Hospital is committed to investing in the latest technology enabling nurses to work more efficiently. Are you passionate about delivering patient-cen
Area Vice President
Job Description Overall responsibility for the regions sales, third party alliances, and customer satisfaction. Develops and implements a comprehensive strategy that maximizes Oracle's opportunities a
Assistant Director of Finance
Description: At Hyatt, we believe our guests select Hyatt because of our caring and attentive associates who are focused on providing efficient service and meaningful experiences. This position is res
Warehouse Worker
Warehouse Worker PeopleReady of Fargo, ND is now hiring Warehouse Workers! As a Warehouse Worker, you will pick, pack, and prepare orders for shipping. Apply today and you could start as soon as this
FT Psychiatrist Needed in Junction City, OR
We areseeking a full time Psychiatrist in Junction City, OR. JOB DETAILS: FT, 8am-5pm Mon-Fri Start date: about 45 days from acceptance Perform comprehensive psych evals of assigned patients, prescrib
Graduate PHD (Summer/Year-Round) Internship –Modeling, Simulation, and Analysis of Power Systems With High-Penetration Renewables
Posting Title Graduate PHD (Summer/Year-Round) Internship –Modeling, Simulation, and Analysis of Power Systems With High-Penetration Renewables . Location CO - Golden . Position Type Intern (Fixed Ter
Customer Service Representative (Danish-speaking) - On-site FA02
Job Title: Customer Service Representative (Danish-speaking) - On-site FA02 Job Description Experience the power of a game-changing career Want to be part of an innovative and growing team? We’re a gl
Residential Driver - CDL (B)
POSITION SUMMARY: A Driver- CDL (B) is responsible for safely operating a collection truck, and providing prompt, courteous and complete waste removal services for customers. In addition, a Driver – C
Copyright 2023-2025 - www.zdrecruit.com All Rights Reserved